Form 13-F position report

PROSPECT CAPITAL CORPORATIO

Reported by CREATIVE FINANCIAL DESIGNS INC ADV

PSEC 5.875 01/15/19 CUSIP 74348TAM4 Manager CIK 0000819864

Reported 0 shares, down 7,000 (100.0%) from the prior quarter.

Reported value -100.0%; share count -100.0% vs. the prior quarter.

Reduced
% of reported 13F value 0 This manager · Q4 2017
Shares 0 Quarter-end amount reported
Reported value $0 Fair value at quarter end
Consecutive quarters held 4 Through Q4 2017

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Reported position value by quarter
Date Holding Value

Quarterly position history

How this manager's reported quarter-end position changed over time.

0 quarters
Quarterly reported position history for PROSPECT CAPITAL CORPORATIO held by CREATIVE FINANCIAL DESIGNS INC ADV.
Quarter Activity Shares Change % of reported 13F Reported value Filed Source filing
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Who else reported the position

40 managers reported PROSPECT CAPITAL CORPORATIO for Q4 2017.

Managers reporting PROSPECT CAPITAL CORPORATIO in Q4 2017.
Manager Activity Shares Change % of reported 13F Reported value Tenure
Radcliffe Capital Management L P Reduced 72,503,000 -250,000 10.99% $74,227,000 13 qtrs
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS Unchanged 24,426,000 0 0.34% $24,976,000 13 qtrs
Lombard Odier Asset Management Europe Ltd Unchanged 16,300,000 0 1.08% $17,185,000 7 qtrs
INCOME RESEARCH & MANAGEMENT Unchanged 10,791,000 0 2.88% $11,034,000 16 qtrs
VICTORY CAPITAL MANAGEMENT INC Unchanged 10,624,000 0 0.02% $10,863,000 17 qtrs
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main Added 9,500,000 +3,000,000 0.04% $9,700,000 5 qtrs
Thrivent Financial for Lutherans Unchanged 4,000,000 0 0.01% $4,090,000 16 qtrs
HighTower Advisors LLC Reduced 3,239,000 -535,000 0.03% $3,303,000 14 qtrs
AMUNDI ASSET MANAGEMENT US INC New 3,191,000 +3,191,000 < 0.01% $3,263,000 1 qtr
WEDBUSH SECURITIES INC Unchanged 25,000 0 0.31% $2,556,000 7 qtrs
Premium adds each manager's conviction percentile across reporting peers.
Filing details and methodology As reported
Report period
December 31, 2017
Filed
May 02, 2018
Filing type
13F-HR
Position type
Convertible

Voting authority reported

No voting-authority amounts were reported for this position. Voting authority is not required for reported call options.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.