Reported 0 shares, down 159,650 (100.0%) from the prior quarter.
Reported value -100.0%; share count -100.0% vs. the prior quarter.
Reported position value by quarter
Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.
| Date | Holding Value |
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Quarterly position history
How this manager's reported quarter-end position changed over time.
| Quarter | Activity | Shares | Change | % of reported 13F | Reported value | Filed | Source filing |
|---|---|---|---|---|---|---|---|
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Who else reported the position
28 managers reported PROSPECT CAPITAL CORPORATIO for Q1 2018.
| Manager | Activity | Shares | Change | % of reported 13F | Reported value | Tenure |
|---|---|---|---|---|---|---|
| Independent Advisor Alliance | Reduced | 0 | -211,000 | 0 | $0 | 6 qtrs |
| AMERIPRISE FINANCIAL INC | Reduced | 0 | -10,000 | 0 | $0 | 6 qtrs |
| SEGALL BRYANT & HAMILL LLC | Reduced | 0 | -10,000 | 0 | $0 | 8 qtrs |
| STIFEL FINANCIAL CORP This report | Reduced | 0 | -159,650 | 0 | $0 | 13 qtrs |
| D A DAVIDSON & CO | Reduced | 0 | -50,000 | 0 | $0 | 13 qtrs |
| MORGAN STANLEY | Reduced | 0 | -6,557,000 | 0 | $0 | 13 qtrs |
| Barclays PLC | Reduced | 0 | -240,000 | 0 | $0 | 11 qtrs |
| WEALTHSOURCE PARTNERS LLC | Reduced | 0 | -25,000 | 0 | $0 | 9 qtrs |
| Creative Planning | Reduced | 0 | -19,000 | 0 | $0 | 7 qtrs |
| HighTower Advisors LLC | Reduced | 0 | -63,000 | 0 | $0 | 9 qtrs |
Filing details and methodology As reported
- Report period
- March 31, 2018
- Filed
- May 11, 2018
- Filing type
- 13F-HR
- Position type
- NOTE 5.750% 3/1
Voting authority reported
No voting-authority amounts were reported for this position. Voting authority is not required for reported call options.
Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.