Form 13-F position report

GLOBAL X FDS U S PFD ETF (DE)

Reported by Flaharty Asset Management LLC

ETF profile Manager portfolio Source filing
PFFD CUSIP 37954Y657 Manager CIK 0001697882
Latest reported change

Reported 1,726,639 shares, up 57,476 (3.4%) from the prior quarter.

Reported value 1.0%; share count 3.4% vs. the prior quarter.

Added
% of reported 13F value 5.73% This manager · Q2 2023
Shares 1,726,639 Quarter-end amount reported
Reported value $33,479,544 Fair value at quarter end
Consecutive quarters held 3 Through Q2 2023

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Manager history

Quarterly position history

How this manager's reported quarter-end position changed over time.

16 quarters
Quarter Activity Shares Change % of reported 13F Reported value Filed
Q3 2026 Reduced 24,071 -73,543 (-75.3%) 2.37% $424,136 2026-11-02
Q2 2026 Reduced 97,614 -1,048,152 (-91.5%) 2.6% $1,815,761 2026-07-08
Q1 2026 Added 1,145,766 +22,827 (2.0%) 2.62% $21,082,083 2026-05-05
Q4 2025 Added 1,122,939 +43,052 (4.0%) 2.65% $21,234,776 2026-02-06
Q3 2025 Added 1,079,887 +36,146 (3.5%) 2.67% $20,982,150 2025-11-04
Q2 2025 Added 1,043,741 +40,238 (4.0%) 2.69% $19,653,663 2025-08-08
Q1 2025 Added 1,003,503 +75,673 (8.2%) 2.76% $19,106,709 2025-05-20
Q4 2024 Added 927,830 +739 (0.1%) 2.64% $18,101,975 2025-02-05
Q3 2024 Reduced 927,091 -27,056 (-2.8%) 2.71% $19,264,966 2024-10-18
Q2 2024 Added 954,147 +5,940 (0.6%) 2.77% $18,777,592 2024-08-01
Q1 2024 Reduced 948,207 -339,733 (-26.4%) 2.84% $19,115,870 2024-05-14
Q4 2023 Reduced 1,287,940 -527,260 (-29.0%) 3.95% $24,986,075 2024-02-05
Q3 2023 Added 1,815,200 +88,561 (5.1%) 5.71% $34,143,899 2023-11-14
Q2 2023 Added 1,726,639 +57,476 (3.4%) 5.73% $33,479,544 2023-08-11
Q1 2023 Added 1,669,163 +82,433 (5.2%) 5.92% $33,149,580 2023-05-10
Q4 2022 New 1,586,730 +1,586,730 (0.0%) 5.75% $30,734,960 2023-02-14
Institutional context

Who else reported the position

258 managers reported GLOBAL X FDS U S PFD ETF (DE) for Q2 2023.

Manager Activity Shares Change % of reported 13F Reported value Tenure
WELLS FARGO & COMPANY MN Added 6,051,688 +242,883 0.03% $117,342,229 18 qtrs
Orgel Wealth Management LLC Added 4,639,077 +178,770 2.97% $89,951,712 4 qtrs
MORGAN STANLEY Added 3,511,557 +193,694 < 0.01% $68,089,117 20 qtrs
Bank of America Corporation Added 2,570,558 +275,384 < 0.01% $49,843,112 21 qtrs
Charles Schwab Investment Advisory Inc Added 2,386,948 +152,409 0.07% $46,282,927 21 qtrs
RATIONAL ADVISORS LLC Added 2,226,661 +162,233 3.57% $43,174,956 18 qtrs
Flaharty Asset Management LLC This report Added 1,726,639 +57,476 5.73% $33,479,544 3 qtrs
Lido Advisors LLC Reduced 1,528,111 -82,434 0.21% $29,630,079 18 qtrs
CWM LLC Added 1,443,978 +85,741 0.17% $27,999,000 7 qtrs
LPL Financial LLC Added 1,380,746 +3,859 0.02% $26,772,670 19 qtrs
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Filing details and methodology As reported
Report period
June 30, 2023
Filed
August 11, 2023
Filing type
13F-HR
Position type
US PFD ETF

Voting authority reported

Sole
28,233
Shared
0
None
1,698,406

“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.