Form 13-F position report

GAIAM INC CL-A

Reported by MORGAN STANLEY

GAIA CUSIP 36268Q103 Manager CIK 0000895421

Reported 0 shares, down 24,205 (100.0%) from the prior quarter.

Reported value -100.0%; share count -100.0% vs. the prior quarter.

Reduced
% of reported 13F value 0 This manager · Q3 2016
Shares 0 Quarter-end amount reported
Reported value $0 Fair value at quarter end
Consecutive quarters held 14 Through Q3 2016

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Reported position value by quarter
Date Holding Value

Quarterly position history

How this manager's reported quarter-end position changed over time.

0 quarters
Quarterly reported position history for GAIAM INC CL-A held by MORGAN STANLEY.
Quarter Activity Shares Change % of reported 13F Reported value Filed Source filing
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Who else reported the position

43 managers reported GAIAM INC CL-A for Q3 2016.

Managers reporting GAIAM INC CL-A in Q3 2016.
Manager Activity Shares Change % of reported 13F Reported value Tenure
DEUTSCHE BANK AG Reduced 0 -85,369 0 $0 8 qtrs
BRIDGEWAY CAPITAL MANAGEMENT LLC Reduced 0 -172,500 0 $0 14 qtrs
WELLS FARGO & COMPANY MN Reduced 0 -232 0 $0 14 qtrs
BlackRock Fund Advisors Reduced 0 -352,340 0 $0 14 qtrs
AWM Investment Company Inc Reduced 0 -172,670 0 $0 6 qtrs
STIFEL FINANCIAL CORP Reduced 0 -32,650 0 $0 11 qtrs
MORGAN STANLEY This report Reduced 0 -24,205 0 $0 14 qtrs
BlackRock Institutional Trust Company N A Reduced 0 -483,510 0 $0 14 qtrs
CSS LLC IL Reduced 0 -61,695 0 $0 2 qtrs
GSA CAPITAL PARTNERS LLP Reduced 0 -63,695 0 $0 2 qtrs
Premium adds each manager's conviction percentile across reporting peers.
Filing details and methodology As reported
Report period
September 30, 2016
Filed
November 10, 2016
Filing type
13F-HR
Position type
CL A

Voting authority reported

No voting-authority amounts were reported for this position. Voting authority is not required for reported call options.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.